Filed December 2, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Sales... | $73,942 |
LPL FINANCIAL5 years Filed as: LPL FINANCIAL CORPORATION Service code 27 4707 EXECUTIVE DRIVE · SAN DIEGO, CA 62121 | Advisory (Plan) | $49,911 |
NATIONAL FINANCIAL SERVICES8+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,307 | $46,292-23.7% | $143,757-75.4% | $64,808-45.5% |
| Participation rate | 91.9% | 64.2%+27.7pp | 80.3%+11.6pp | 71.5%+20.4pp |
| Annual return | -14.20% | -10.05%-4.2pp | -0.04%-14.2pp | 32.82%-47.0pp |
| Employer contribution / active EE | $3,010 | $1,910+57.6% | $4,951-39.2% | $2,506+20.1% |
| Participant deferral / active EE | $2,445 | $2,646-7.6% | $5,637-56.6% | $4,310-43.3% |
| Admin fee / account holder | $130 | $154-15.6% | $14,673-99.1% | $188-30.9% |