Filed August 8, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $363,201 |
CAPFINANCIAL PARTNERS LLC9+ years Service code 28 · EIN 26-0058143 | Investment Management | $186,082 |
CHARLES SCHWAB & CO., INC.8+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $1,134 |
Filed as: CHARLES SCHWAB & CO.INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $133,338 | $107,459+24.1% | $135,903-1.9% | $80,160+66.3% |
| Participation rate | 94.4% | 78.0%+16.4pp | 81.9%+12.5pp | 72.9%+21.5pp |
| Annual return | -26.17% | 91.91%-118.1pp | 68.23%-94.4pp | 40.38%-66.6pp |
| Employer contribution / active EE | $4,912 | $3,877+26.7% | $4,856+1.1% | $2,978+64.9% |
| Participant deferral / active EE | $11,033 | $8,195+34.6% | $7,758+42.2% | $5,017+119.9% |
| Admin fee / account holder | $106 | $127-16.3% | $10,762-99.0% | $145-26.7% |