Filed August 8, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $491,369 |
CAPFINANCIAL PARTNERS LLC8+ years Service code 28 · EIN 26-0058143 | Investment Management | $257,725 |
HUGHES PITTMAN & GUPTON, LLP8+ years Filed as: HUGHES PITTMAN & GUPTON LLP Service code 10 · EIN 56-1415202 | Accounting | $10,950 |
CHARLES SCHWAB & CO., INC.7+ years Service code 33 · EIN 94-1737782 | Float revenue; Shareholder servicing ... | $3,014 |
CHARLES SCHWAB & CO., INC.8+ years Filed as: CHARLES SCHWAB & CO INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $190,599 | $95,388+99.8% | $125,339+52.1% | $77,904+144.7% |
| Participation rate | 80.1% | 78.6%+1.5pp | 82.4%-2.3pp | 73.7%+6.4pp |
| Annual return | -18.51% | 116.19%-134.7pp | 572.05%-590.6pp | 12.21%-30.7pp |
| Employer contribution / active EE | $10,724 | $3,666+192.5% | $4,814+122.8% | $2,848+276.6% |
| Participant deferral / active EE | $25,673 | $7,711+232.9% | $7,446+244.8% | $4,806+434.2% |
| Admin fee / account holder | $204 | $119+71.7% | $10,010-98.0% | $133+53.9% |