Filed August 8, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC5+ years Service code 28 · EIN 26-0058143 | Investment Management | $257,725 |
Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $72,031 |
HUGHES PITTMAN & GUPTON, LLP5+ years Filed as: HUGHES PITTMAN & GUPTON LLP Service code 10 · EIN 56-1415202 | Accounting | $20,100 |
FISHER INVESTMENTS2 years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $10,105 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Float r... | $9,737 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB & CO INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB BANK Service code 59 · EIN 42-1558009 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $114,897 | $95,048+20.9% | $141,162-18.6% | $82,204+39.8% |
| Participation rate | 80.7% | 73.7%+7.0pp | 82.5%-1.7pp | 73.4%+7.3pp |
| Annual return | 24.51% | 26.89%-2.4pp | 71.39%-46.9pp | 26.31%-1.8pp |
| Employer contribution / active EE | $3,779 | $2,921+29.4% | $4,735-20.2% | $2,707+39.6% |
| Participant deferral / active EE | $8,605 | $5,907+45.7% | $6,709+28.3% | $4,246+102.7% |
| Admin fee / account holder | $48 | $78-37.8% | $10,261-99.5% | $76-36.1% |