Filed August 8, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC6+ years Service code 28 · EIN 26-0058143 | Investment Management | $257,725 |
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $32,769 |
HUGHES PITTMAN & GUPTON, LLP6+ years Filed as: HUGHES PITTMAN & GUPTON LLP Service code 10 · EIN 56-1415202 | Accounting | $20,600 |
CHARLES SCHWAB & CO., INC.5+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $2,714 |
CHARLES SCHWAB & CO., INC.6+ years Filed as: CHARLES SCHWAB & CO INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Filed as: CHARLES SCHWAB TRUST BANK Service code 25 · EIN 82-3967259 | Directed Trustee | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $136,001 | $127,481+6.7% | $149,696-9.1% | $90,288+50.6% |
| Participation rate | 81.5% | 78.2%+3.3pp | 82.5%-0.9pp | 73.4%+8.2pp |
| Annual return | 18.03% | 57.78%-39.7pp | 276.60%-258.6pp | 53.97%-35.9pp |
| Employer contribution / active EE | $4,153 | $3,448+20.5% | $4,644-10.6% | $2,524+64.5% |
| Participant deferral / active EE | $9,643 | $6,975+38.2% | $6,842+40.9% | $4,232+127.8% |
| Admin fee / account holder | $45 | $152-70.3% | $9,309-99.5% | $114-60.5% |