Filed August 8, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC4+ years Service code 28 · EIN 26-0058143 | Investment Management | $257,725 |
Filed as: SCHWAB RETIREMENT PLAN SERVICES, IN Service code 15 · EIN 34-1479833 | Recordkeeping | $67,128 |
HUGHES PITTMAN & GUPTON, LLP4+ years Filed as: HUGHES PITTMAN & GUPTON LLP Service code 10 · EIN 56-1415202 | Accounting | $19,100 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Direct pa... | $11,661 |
FISHER INVESTMENTS1 year Service code 26 · EIN 20-2480800 | Advisory (Participants) | $5,439 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $7 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $93,678 | $83,812+11.8% | $123,544-24.2% | $68,904+36.0% |
| Participation rate | 79.0% | 77.0%+2.0pp | 82.3%-3.3pp | 74.1%+4.9pp |
| Annual return | -2.99% | 0.60%-3.6pp | 119.20%-122.2pp | 1.07%-4.1pp |
| Employer contribution / active EE | $3,648 | $2,924+24.8% | $4,628-21.2% | $2,540+43.6% |
| Participant deferral / active EE | $8,292 | $5,609+47.8% | $6,426+29.1% | $4,015+106.5% |
| Admin fee / account holder | $50 | $65-23.3% | $9,284-99.5% | $71-30.1% |