Filed August 8, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $283,505 |
CAPFINANCIAL PARTNERS LLC7+ years Service code 28 · EIN 26-0058143 | Investment Management | $257,725 |
HUGHES PITTMAN & GUPTON, LLP7+ years Filed as: HUGHES PITTMAN & GUPTON LLP Service code 10 · EIN 56-1415202 | Accounting | $20,850 |
Service code 26 · EIN 81-4120898 | Advisory (Participants) | $5,290 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Securitie... | $1,547 |
CHARLES SCHWAB & CO., INC.7+ years Filed as: CHARLES SCHWAB & CO INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $159,495 | $120,450+32.4% | $159,4360% | $93,030+71.4% |
| Participation rate | 82.8% | 78.0%+4.8pp | 82.8%0pp | 73.9%+8.9pp |
| Annual return | 14.52% | 27.11%-12.6pp | 263.57%-249.0pp | 158.70%-144.2pp |
| Employer contribution / active EE | $4,081 | $3,526+15.8% | $4,829-15.5% | $2,706+50.8% |
| Participant deferral / active EE | $9,612 | $7,283+32.0% | $7,352+30.7% | $4,562+110.7% |
| Admin fee / account holder | $87 | $137-36.1% | $10,799-99.2% | $152-42.4% |