| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES Service code 15 · EIN 46-5378846 | Recordkeeping | $145,642 |
TD AMERITRADE, INC.2+ years Filed as: TD AMERITRADE Service code 27 · EIN 82-0543156 | Advisory (Plan) | $26,602 |
Filed as: NORTHWESTERN MUTUAL Service code 27 · EIN 52-2114207 | Advisory (Plan) | $23,628 |
DAVENPORT & COMPANY LLC1 year Filed as: DAVENPORT & COMPANY Service code 27 · EIN 54-1837917 | Advisory (Plan) | $10,814 |
WELLS FARGO BANK, N.A.1 year Filed as: WELLS FARGO ADVISORS LLC Service code 27 · EIN 72-1560834 | Advisory (Plan) | $10,051 |
PALLADIUM PARTNERS2+ years Service code 27 · EIN 43-2055488 | Advisory (Plan) | $9,395 |
JOHNSON BANK1 year Filed as: JOHNSON INV COUNSEL Service code 27 3777 WEST FORK RD. · CINCINNATI, OH 45257 | Advisory (Plan) | $8,655 |
MATRIX TRUST COMPANY1 year Filed as: MG TRUST CO DBA MATRIX TRUST CO Service code 62 · EIN 75-3182674 | Float revenue; Soft dollars commissions | $0 |
TD AMERITRADE, INC.1 year Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $144,914 | $80,177+80.7% | $123,894+17.0% | $57,661+151.3% |
| Participation rate | 98.0% | 74.4%+23.6pp | 81.4%+16.6pp | 70.2%+27.8pp |
| Annual return | 7.76% | 17.90%-10.1pp | 47.52%-39.8pp | 5.13%+2.6pp |
| Employer contribution / active EE | $8,140 | $2,913+179.5% | $4,617+76.3% | $1,974+312.4% |
| Participant deferral / active EE | $5,461 | $5,130+6.5% | $5,984-8.7% | $3,061+78.4% |
| Admin fee / account holder | $327 | $106+207.6% | $8,357-96.1% | $95+246.0% |