| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES Service code 15 · EIN 46-5378846 | Recordkeeping | $152,353 |
Filed as: NORTHWESTERN MUTUAL Service code 26 · EIN 52-2114207 | Advisory (Participants) | $23,226 |
TD AMERITRADE, INC.3+ years Filed as: TD AMERITRADE Service code 26 · EIN 82-0543156 | Advisory (Participants) | $21,964 |
DAVENPORT & COMPANY LLC2 years Filed as: DAVENPORT & COMPANY Service code 26 · EIN 54-1837917 | Advisory (Participants) | $11,230 |
PALLADIUM PARTNERS3+ years Service code 26 · EIN 43-2055488 | Advisory (Participants) | $10,461 |
Filed as: SCHWAB Service code 26 · EIN 95-1780067 | Advisory (Participants) | $9,500 |
Filed as: WHRS INVESTMENT MANAGEMENT, INC. Service code 26 2400 ANSYS DRIVE, SUITE 204 · CANONSBURG, PA 15317 | Advisory (Participants) | $9,408 |
MATRIX TRUST COMPANY1 year Service code 18 · EIN 75-3182674 | Custodial (securities); Float revenue... | $0 |
MATRIX TRUST COMPANY1 year Filed as: MSCS FINANCIAL SERVICES Service code 50 | Direct Payment | $0 |
TD AMERITRADE, INC.2 years Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $182,172 | $155,795+16.9% | $136,298+33.7% | $69,634+161.6% |
| Participation rate | 96.3% | 75.2%+21.0pp | 81.9%+14.3pp | 70.7%+25.6pp |
| Annual return | 16.93% | 232464.33%-232447.4pp | 5156.27%-5139.3pp | 27572.26%-27555.3pp |
| Employer contribution / active EE | $8,835 | $2,991+195.4% | $4,696+88.1% | $2,032+334.7% |
| Participant deferral / active EE | $5,834 | $5,394+8.2% | $6,247-6.6% | $3,224+81.0% |
| Admin fee / account holder | $368 | $128+187.0% | $9,244-96.0% | $110+233.2% |