| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES Service code 15 · EIN 46-5378846 | Recordkeeping | $169,053 |
TD AMERITRADE, INC.1+ years Filed as: TD AMERITRADE Service code 26 · EIN 47-0533629 | Advisory (Participants) | $22,476 |
DAVENPORT & COMPANY LLC1+ years Filed as: DAVENPORT & COM., LLC Service code 26 · EIN 54-1837917 | Advisory (Participants) | $10,919 |
PALLADIUM PARTNERS1+ years Service code 26 · EIN 43-2055488 | Advisory (Participants) | $9,200 |
MICHELLE OCHOCINSKI1+ years Filed as: MICHELLE STROH Service code 26 3777 WEST FORK RD. · CINCINNATI, OH 45257 | Advisory (Participants) | $8,652 |
Filed as: NORTHWESTERN MUTUAL Service code 26 · EIN 52-2114207 | Advisory (Participants) | $6,968 |
WELLS FARGO BANK, N.A.1+ years Filed as: WELLS FARGO ADVISORS, LLC Service code 26 · EIN 72-1560834 | Advisory (Participants) | $6,043 |
MATRIX TRUST COMPANY1+ years Filed as: MG TRUST DBA MATRIX TRUST Service code 62 · EIN 75-3182674 | Soft dollars commissions; Float revenue | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $128,674 | $88,324+45.7% | $115,038+11.9% | $55,191+133.1% |
| Participation rate | 97.2% | 72.5%+24.6pp | 81.4%+15.8pp | 69.2%+28.0pp |
| Annual return | -1.29% | 6.30%-7.6pp | 26.14%-27.4pp | 10.78%-12.1pp |
| Employer contribution / active EE | $7,789 | $2,805+177.7% | $4,608+69.0% | $1,899+310.2% |
| Participant deferral / active EE | $5,394 | $5,042+7.0% | $6,026-10.5% | $3,046+77.1% |
| Admin fee / account holder | $315 | $105+199.2% | $8,175-96.1% | $91+247.3% |