| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES Service code 15 · EIN 46-5378846 | Recordkeeping | $162,240 |
TD AMERITRADE, INC.4+ years Filed as: TD AMERITRADE Service code 26 · EIN 82-0543156 | Advisory (Participants) | $22,842 |
Filed as: NORTHWESTERN MUTUAL Service code 26 · EIN 52-2114207 | Advisory (Participants) | $17,106 |
Filed as: MORGAN STANLEY WEALTH MANAGEMENT Service code 26 500 LEE STREET, SUITE 300 · CHARLESTON, WV 25301 | Advisory (Participants) | $15,920 |
WELLS FARGO BANK, N.A.4+ years Filed as: WELLS FARGO ADVISORS, LLC Service code 26 · EIN 72-1560834 | Advisory (Participants) | $14,342 |
DAVENPORT & COMPANY LLC3 years Filed as: DAVENPORT & COMPANY Service code 26 · EIN 54-1837917 | Advisory (Participants) | $13,571 |
SUNTRUST BANKS, INC.1 year Filed as: SCOTT & STRINGFELLOW Service code 26 300 SUMMERS STREET, 5TH FLOOR · CHARLESTON, WV 25301 | Advisory (Participants) | $12,003 |
PALLADIUM PARTNERS4+ years Service code 26 · EIN 43-2055488 | Advisory (Participants) | $11,868 |
Filed as: WHRS INVESTMENT MANAGEMENT, INC. Service code 26 2400 ANSYS DRIVE, SUITE 204 · CANONSBURG, PA 15317 | Advisory (Participants) | $11,628 |
CHARLES SCHWAB & CO., INC.2 years Filed as: SCHWAB Service code 26 · EIN 95-1780067 | Advisory (Participants) | $10,479 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $184,633 | $75,388+144.9% | $123,553+49.4% | $55,727+231.3% |
| Participation rate | 88.2% | 75.7%+12.6pp | 82.3%+6.0pp | 70.9%+17.4pp |
| Annual return | -4.69% | 4.48%-9.2pp | 119.21%-123.9pp | 244.94%-249.6pp |
| Employer contribution / active EE | $9,348 | $3,063+205.2% | $4,628+102.0% | $2,078+349.8% |
| Participant deferral / active EE | $6,819 | $5,651+20.7% | $6,426+6.1% | $3,356+103.2% |
| Admin fee / account holder | $460 | $120+284.5% | $9,284-95.0% | $115+299.7% |