Filed April 25, 2023 (most recent of 4 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Participant co... | $1,275,685 |
TIAA9+ years Filed as: TIAA CREF Service code 12 · EIN 13-1624203 | Investment management; Recordkeeping ... | $324,889 |
MORGAN STANLEY SMITH BARNEY8 years Filed as: MORGAN STANLEY Service code 27 · EIN 26-4310632 | Advisory (Plan) | $100,000 |
BUTLER & BURKE LLP3 years Service code 10 · EIN 56-1138530 | Accounting | $14,250 |
Filed as: VALIC Service code 16 · EIN 74-1625348 | Consulting | $1,176 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 16 8515 EAST ORCHARD RD · GREENWOOD VILLAGE, CO 80111 | Consulting | $173 |
NATIONAL FINANCIAL SERVICES9+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $91,556 | $68,330+34.0% | $149,740-38.9% | $96,393-5.0% |
| Participation rate | 100.0% | 74.6%+25.4pp | 78.8%+21.2pp | 71.3%+28.7pp |
| Annual return | 16.17% | 29.64%-13.5pp | 134.51%-118.3pp | 22.88%-6.7pp |
| Employer contribution / active EE | $6,673 | $2,139+211.9% | $4,821+38.4% | $3,239+106.0% |
| Participant deferral / active EE | $6,836 | $4,422+54.6% | $5,683+20.3% | $5,455+25.3% |
| Admin fee / account holder | $49 | $52-5.4% | $13,222-99.6% | $74-33.4% |