Filed April 25, 2023 (most recent of 4 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Float revenue; Pa... | $1,456,958 |
MORGAN STANLEY SMITH BARNEY1+ years Service code 27 · EIN 26-4310632 | Advisory (Plan) | $200,000 |
TIAA1+ years Filed as: TIAA CREF Service code 15 · EIN 13-1624203 | Recordkeeping | $483 |
MID ATLANTIC CAPITAL CORPORATION1+ years Service code 33 | Securities brokerage commissions and ... | $0 |
MID ATLANTIC CAPITAL CORPORATION1+ years Filed as: MID ATLANTIC CAPTIAL CORPORATION Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $62,462 | $46,516+34.3% | $147,618-57.7% | $69,651-10.3% |
| Participation rate | 100.0% | 65.8%+34.2pp | 84.6%+15.4pp | 66.6%+33.4pp |
| Annual return | 0.84% | 9.48%-8.6pp | 61.98%-61.1pp | 53.77%-52.9pp |
| Employer contribution / active EE | $4,020 | $1,393+188.6% | $5,564-27.8% | $2,241+79.4% |
| Participant deferral / active EE | $3,824 | $2,719+40.6% | $4,895-21.9% | $3,635+5.2% |
| Admin fee / account holder | $89 | $45+98.4% | $11,612-99.2% | $63+40.6% |