Filed April 25, 2023 (most recent of 4 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Participant loan ... | $1,531,998 |
TIAA6+ years Filed as: TIAA CREF Service code 12 · EIN 13-1624203 | Claims processing; Recordkeeping and ... | $463,039 |
MORGAN STANLEY SMITH BARNEY5 years Filed as: MORGAN STANLEY Service code 27 · EIN 26-4310632 | Advisory (Plan) | $100,000 |
Filed as: VALIC Service code 16 · EIN 74-1625348 | Consulting | $1,089 |
Filed as: MASS MUTUAL LIFE INS. CO Service code 15 · EIN 04-1590850 | Recordkeeping | $200 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,946 | $66,513+29.2% | $178,510-51.9% | $106,273-19.1% |
| Participation rate | 96.6% | 73.8%+22.8pp | 81.9%+14.6pp | 70.8%+25.8pp |
| Annual return | 13.10% | 21.81%-8.7pp | 151.13%-138.0pp | 21.70%-8.6pp |
| Employer contribution / active EE | $3,900 | $1,776+119.6% | $5,011-22.2% | $2,722+43.3% |
| Participant deferral / active EE | $4,977 | $3,679+35.3% | $5,202-4.3% | $4,601+8.2% |
| Admin fee / account holder | $69 | $53+28.6% | $13,988-99.5% | $78-12.3% |