Filed April 25, 2023 (most recent of 4 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Participa... | $1,789,386 |
TIAA5+ years Filed as: TIAA CREF Service code 12 · EIN 13-1624203 | Claims processing; Recordkeeping and ... | $386,456 |
MORGAN STANLEY SMITH BARNEY4 years Filed as: MORGAN STANLEY Service code 27 · EIN 26-4310632 | Advisory (Plan) | $100,000 |
BUTLER & BURKE LLP1 year Filed as: BUTLER AND BURKE LLP Service code 10 · EIN 56-1138530 | Accounting | $18,500 |
Filed as: MASS MUTUAL LIFE INS. CO Service code 15 · EIN 04-1590850 | Recordkeeping | $290 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $76,916 | $58,202+32.2% | $172,757-55.5% | $89,609-14.2% |
| Participation rate | 99.6% | 72.8%+26.8pp | 82.6%+17.0pp | 69.6%+30.0pp |
| Annual return | 22.18% | 61.59%-39.4pp | 803.06%-780.9pp | 33.65%-11.5pp |
| Employer contribution / active EE | $3,961 | $1,759+125.2% | $5,144-23.0% | $2,584+53.3% |
| Participant deferral / active EE | $5,018 | $3,335+50.5% | $5,198-3.5% | $4,222+18.8% |
| Admin fee / account holder | $80 | $53+51.9% | $13,956-99.4% | $72+11.5% |