Filed April 25, 2023 (most recent of 4 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Recordkeep... | $1,593,474 |
TIAA7+ years Filed as: TIAA CREF Service code 12 · EIN 13-1624203 | Recordkeeping and information managem... | $626,844 |
MORGAN STANLEY SMITH BARNEY6 years Filed as: MORGAN STANLEY Service code 27 · EIN 26-4310632 | Advisory (Plan) | $150,000 |
BUTLER & BURKE LLP1 year Service code 10 · EIN 56-1138530 | Accounting | $18,500 |
Filed as: VALIC Service code 16 · EIN 74-1625348 | Consulting | $1,220 |
Filed as: MASS MUTUAL LIFE INS. CO Service code 15 · EIN 04-1590850 | Recordkeeping | $197 |
NATIONAL FINANCIAL SERVICES7+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $97,986 | $68,062+44.0% | $185,854-47.3% | $106,520-8.0% |
| Participation rate | 97.0% | 75.2%+21.8pp | 81.7%+15.3pp | 71.3%+25.7pp |
| Annual return | 14.45% | 18.20%-3.8pp | 122.12%-107.7pp | 19.28%-4.8pp |
| Employer contribution / active EE | $5,074 | $1,997+154.1% | $5,169-1.8% | $2,840+78.6% |
| Participant deferral / active EE | $5,657 | $3,990+41.8% | $5,569+1.6% | $4,948+14.3% |
| Admin fee / account holder | $77 | $53+46.4% | $16,246-99.5% | $75+3.6% |