Filed April 25, 2023 (most recent of 4 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Investment... | $2,184,665 |
Filed as: MORGAN STANLEY Service code 27 · EIN 26-4310632 | Advisory (Plan) | $224,747 |
MID ATLANTIC CAPITAL CORPORATION2+ years Service code 33 | Securities brokerage; Securities brok... | $0 |
MID ATLANTIC CAPITAL CORPORATION2+ years Filed as: MID ATLANTIC CAPTIAL CORPORATION Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,391 | $49,270+34.7% | $156,551-57.6% | $329,111-79.8% |
| Participation rate | 79.7% | 68.1%+11.6pp | 84.0%-4.3pp | 67.9%+11.8pp |
| Annual return | 8.29% | 23.25%-15.0pp | 32.23%-23.9pp | 16.35%-8.1pp |
| Employer contribution / active EE | $4,111 | $1,534+167.9% | $5,501-25.3% | $2,303+78.5% |
| Participant deferral / active EE | $4,459 | $2,920+52.7% | $4,871-8.5% | $3,682+21.1% |
| Admin fee / account holder | $117 | $51+132.1% | $13,028-99.1% | $754-84.4% |