Filed April 14, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC10+ years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $75,282 |
ASCENSUS LLC7 years Service code 15 · EIN 11-3665754 | Recordkeeping | $41,574 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $81,901 | $89,436-8.4% | $164,813-50.3% | $77,643+5.5% |
| Participation rate | 90.8% | 78.6%+12.2pp | 78.6%+12.2pp | 70.6%+20.2pp |
| Annual return | 17.63% | 28.83%-11.2pp | 69.93%-52.3pp | 31.24%-13.6pp |
| Employer contribution / active EE | $834 | $2,569-67.5% | $4,341-80.8% | $2,726-69.4% |
| Participant deferral / active EE | $4,767 | $4,897-2.6% | $6,031-21.0% | $4,647+2.6% |
| Admin fee / account holder | $291 | $339-14.4% | $12,690-97.7% | $430-32.5% |