Filed April 14, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $29,968 |
ASCENSUS LLC1+ years Filed as: ASCENSUS Service code 15 · EIN 11-3665754 | Recordkeeping | $17,335 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,655 | $57,108+8.0% | $94,224-34.6% | $52,331+17.8% |
| Participation rate | 85.6% | 72.9%+12.7pp | 78.8%+6.9pp | 68.1%+17.5pp |
| Annual return | 0.94% | 1.47%-0.5pp | 10.68%-9.7pp | 4.54%-3.6pp |
| Employer contribution / active EE | $787 | $1,735-54.6% | $3,587-78.1% | $1,882-58.2% |
| Participant deferral / active EE | $4,141 | $3,040+36.2% | $4,320-4.1% | $3,022+37.0% |
| Admin fee / account holder | $229 | $546-58.1% | $6,269-96.3% | $592-61.3% |