Filed April 14, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC5+ years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $38,847 |
ASCENSUS LLC2 years Service code 15 · EIN 11-3665754 | Recordkeeping | $23,590 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $68,075 | $69,159-1.6% | $125,175-45.6% | $67,579+0.7% |
| Participation rate | 86.7% | 78.2%+8.5pp | 79.8%+6.9pp | 71.3%+15.4pp |
| Annual return | 26.74% | 27.12%-0.4pp | 43.79%-17.1pp | 378.56%-351.8pp |
| Employer contribution / active EE | $683 | $2,023-66.2% | $3,865-82.3% | $2,148-68.2% |
| Participant deferral / active EE | $3,863 | $3,700+4.4% | $4,937-21.7% | $3,539+9.2% |
| Admin fee / account holder | $239 | $142+68.8% | $9,702-97.5% | $142+68.1% |