Filed April 14, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC6+ years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $43,582 |
ASCENSUS LLC3 years Service code 15 · EIN 11-3665754 | Recordkeeping | $24,708 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $69,289 | $78,419-11.6% | $133,956-48.3% | $73,409-5.6% |
| Participation rate | 89.3% | 78.6%+10.7pp | 79.8%+9.5pp | 72.2%+17.1pp |
| Annual return | 20.38% | 33.35%-13.0pp | 45.09%-24.7pp | 59.29%-38.9pp |
| Employer contribution / active EE | $221 | $2,044-89.2% | $3,919-94.4% | $2,234-90.1% |
| Participant deferral / active EE | $3,516 | $3,925-10.4% | $5,048-30.3% | $3,805-7.6% |
| Admin fee / account holder | $217 | $161+34.4% | $8,927-97.6% | $158+37.3% |