Filed April 14, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC9+ years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $60,649 |
ASCENSUS LLC6 years Service code 15 · EIN 11-3665754 | Recordkeeping | $36,491 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,343 | $91,372-26.3% | $129,995-48.2% | $74,419-9.5% |
| Participation rate | 92.1% | 77.8%+14.3pp | 78.5%+13.6pp | 70.7%+21.4pp |
| Annual return | 21.11% | 23.21%-2.1pp | -137.18%+158.3pp | 34.38%-13.3pp |
| Employer contribution / active EE | $806 | $2,563-68.6% | $4,320-81.3% | $2,637-69.4% |
| Participant deferral / active EE | $4,229 | $4,721-10.4% | $5,820-27.3% | $4,528-6.6% |
| Admin fee / account holder | $234 | $283-17.4% | $10,614-97.8% | $348-32.7% |