Filed April 14, 1998
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4+ years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $39,076 |
ASCENSUS LLC1 year Service code 15 · EIN 11-3665754 | Recordkeeping | $21,759 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $56,897 | $66,302-14.2% | $110,238-48.4% | $56,287+1.1% |
| Participation rate | 85.6% | 74.9%+10.7pp | 79.8%+5.8pp | 69.9%+15.7pp |
| Annual return | -4.97% | -1.18%-3.8pp | 314.74%-319.7pp | -9.96%+5.0pp |
| Employer contribution / active EE | $690 | $2,047-66.3% | $3,826-82.0% | $2,111-67.3% |
| Participant deferral / active EE | $3,599 | $3,381+6.4% | $4,672-23.0% | $3,350+7.4% |
| Admin fee / account holder | $246 | $698-64.7% | $8,547-97.1% | $521-52.7% |