Filed July 14, 2016 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $514,801 |
WEALTHSPIRE ADVISORS LLC2 years Filed as: WEALTHSPIRE ADVISORS, LLC Service code 33 · EIN 13-3831584 | Securities brokerage commissions and ... | $87,790 |
LARSON FINANCIAL GROUP LLC7+ years Service code 33 · EIN 20-4773945 | Securities brokerage commissions and ... | $45,165 |
Service code 33 · EIN 39-1659836 | Securities brokerage; Securities brok... | $29,647 |
Service code 33 · EIN 41-2016508 | Securities brokerage; Securities brok... | $26,530 |
WIPFLI LLP4 years Filed as: WIPFLI FINANCIAL ADVISORS, LLC Service code 33 · EIN 94-3338956 | Securities brokerage commissions and ... | $26,432 |
Service code 33 · EIN 39-1976985 | Securities brokerage; Securities brok... | $23,624 |
LANDAAS & COMPANY7+ years Service code 33 · EIN 39-1628643 | Securities brokerage commissions and ... | $23,237 |
CHARLES SCHWAB & CO., INC.7+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $18,401 |
GOLDMAN SACHS7+ years Filed as: BLACKHAWK CAPITAL PARTNERS, LLC Service code 33 · EIN 45-2341486 | Securities brokerage; Securities brok... | $17,103 |
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $280,457 | $127,246+120.4% | $75,728+270.3% | $101,555+176.2% |
| Participation rate | 86.4% | 76.6%+9.8pp | 74.8%+11.6pp | 74.5%+11.9pp |
| Annual return | 13.66% | 14.35%-0.7pp | 104.66%-91.0pp | 21.00%-7.3pp |
| Employer contribution / active EE | $7,825 | $4,333+80.6% | $2,743+185.2% | $2,972+163.3% |
| Participant deferral / active EE | $11,625 | $4,639+150.6% | $3,820+204.3% | $4,874+138.5% |
| Admin fee / account holder | $52 | $42+24.4% | $3,620-98.6% | $139-63.0% |