Filed July 14, 2016 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $561,585 |
WEALTHSPIRE ADVISORS LLC4 years Filed as: WEALTHSPIRE ADVISORS, LLC Service code 33 · EIN 13-3831584 | Securities brokerage; Securities brok... | $59,914 |
LARSON FINANCIAL GROUP LLC9+ years Service code 33 · EIN 20-4773945 | Securities brokerage; Securities brok... | $43,670 |
WFA ASSET MANAGEMENT CORP3 years Service code 33 · EIN 39-1659836 | Securities brokerage; Securities brok... | $39,714 |
Service code 33 · EIN 41-2016508 | Securities brokerage commissions and ... | $26,392 |
ELLENBECKER INVESTMENT2 years Service code 33 · EIN 39-1868175 | Securities brokerage commissions and ... | $23,295 |
LANDAAS & COMPANY9+ years Service code 33 · EIN 39-1628643 | Securities brokerage commissions and ... | $22,838 |
Service code 33 · EIN 39-1976985 | Securities brokerage commissions and ... | $18,615 |
GOLDMAN SACHS9+ years Filed as: BLACKHAWK CAPITAL PARTNERS, LLC Service code 33 · EIN 45-2341486 | Securities brokerage; Securities brok... | $18,456 |
CREATIVE PLANNING LLC4 years Filed as: CREATIVE PLANNING, LLC Service code 33 · EIN 43-1270780 | Securities brokerage; Securities brok... | $17,182 |
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $265,688 | $111,545+138.2% | $64,110+314.4% | $103,657+156.3% |
| Participation rate | 81.9% | 74.9%+6.9pp | 72.3%+9.5pp | 73.4%+8.5pp |
| Annual return | 16.32% | 17.80%-1.5pp | 33.75%-17.4pp | 33.13%-16.8pp |
| Employer contribution / active EE | $7,741 | $4,573+69.3% | $2,751+181.4% | $3,216+140.7% |
| Participant deferral / active EE | $11,949 | $4,715+153.4% | $3,883+207.7% | $5,218+129.0% |
| Admin fee / account holder | $66 | $45+46.3% | $3,071-97.9% | $114-42.2% |