Filed July 14, 2016 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Float rev... | $517,100 |
BRONFMAN E.L. ROTHSCHILD2+ years Filed as: BRONFMAN E ROTHSCHILD, LP Service code 33 · EIN 39-1908691 | Securities brokerage; Securities brok... | $38,913 |
LARSON FINANCIAL GROUP LLC2+ years Service code 33 · EIN 20-4773945 | Securities brokerage commissions and ... | $20,434 |
DANA INVESTMENT ADVISORS2+ years Filed as: DANA INVESTMENT ADVISORS, INC. Service code 33 · EIN 39-1512278 | Securities brokerage commissions and ... | $17,639 |
SVA PLUMB FINANCIAL2+ years Filed as: SVA PLUMB WEALTH MANAGEMENT LLC Service code 33 · EIN 27-4605583 | Securities brokerage commissions and ... | $16,553 |
ASPIRIANT LLC1 year Filed as: ASPIRIANT, LLC Service code 33 · EIN 26-1518255 | Securities brokerage commissions and ... | $15,810 |
LANDAAS & COMPANY2+ years Service code 33 · EIN 39-1628643 | Securities brokerage; Securities brok... | $12,866 |
EVERGREEN INVESTMENT ADVISORS2+ years Service code 33 · EIN 39-1524324 | Securities brokerage; Securities brok... | $12,200 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $11,951 |
GOLDMAN SACHS2+ years Filed as: BLACKHAWK CAPITAL PARTNERS, LLC Service code 33 · EIN 45-2341486 | Securities brokerage commissions and ... | $8,853 |
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $193,458 | $91,420+111.6% | $57,179+238.3% | $65,292+196.3% |
| Participation rate | 95.4% | 72.6%+22.7pp | 75.3%+20.0pp | 72.4%+22.9pp |
| Annual return | 7.55% | 7.55%0pp | 14.59%-7.0pp | 11.84%-4.3pp |
| Employer contribution / active EE | $6,123 | $3,776+62.2% | $2,682+128.3% | $2,302+166.0% |
| Participant deferral / active EE | $8,267 | $3,512+135.4% | $3,096+167.0% | $3,579+131.0% |
| Admin fee / account holder | $69 | $22+215.9% | $3,139-97.8% | $57+20.1% |