Filed July 14, 2016 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Direc... | $503,959 |
WEALTHSPIRE ADVISORS LLC2 years Filed as: WEALTHSPIRE ADVISORS, LLP Service code 33 · EIN 39-1908691 | Securities brokerage commissions and ... | $65,488 |
LARSON FINANCIAL GROUP LLC6+ years Service code 33 · EIN 20-4773945 | Securities brokerage; Securities brok... | $38,767 |
WIPFLI LLP3 years Filed as: WIPFLI FINANCIAL ADVISORS, LLC Service code 33 · EIN 94-3338956 | Securities brokerage commissions and ... | $24,346 |
SVA PLUMB FINANCIAL6+ years Filed as: SVA PLUMB WEALTH MANAGEMENT LLC Service code 33 · EIN 27-4605583 | Securities brokerage; Securities brok... | $20,670 |
Service code 33 · EIN 39-1976985 | Securities brokerage; Securities brok... | $19,979 |
LANDAAS & COMPANY6+ years Service code 33 · EIN 39-1628643 | Securities brokerage commissions and ... | $19,634 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $19,533 |
DANA INVESTMENT ADVISORS6+ years Filed as: DANA INVESTMENT ADVISORS, INC. Service code 33 · EIN 39-1512278 | Securities brokerage; Securities brok... | $16,957 |
GOLDMAN SACHS6+ years Filed as: BLACKHAWK CAPITAL PARTNERS, LLC Service code 33 · EIN 45-2341486 | Securities brokerage; Securities brok... | $12,933 |
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $250,206 | $113,699+120.1% | $70,492+254.9% | $93,223+168.4% |
| Participation rate | 77.2% | 77.8%-0.6pp | 75.1%+2.2pp | 74.9%+2.3pp |
| Annual return | 13.59% | 14.93%-1.3pp | 109.16%-95.6pp | 19.29%-5.7pp |
| Employer contribution / active EE | $6,501 | $3,991+62.9% | $2,738+137.4% | $2,680+142.6% |
| Participant deferral / active EE | $9,613 | $4,485+114.3% | $3,711+159.1% | $4,563+110.7% |
| Admin fee / account holder | $61 | $40+51.3% | $3,848-98.4% | $79-22.8% |