Filed July 14, 2016 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Participa... | $533,745 |
BRONFMAN E.L. ROTHSCHILD3+ years Filed as: BRONFMAN E ROTHSCHILD, LP Service code 33 · EIN 39-1908691 | Securities brokerage commissions and ... | $58,416 |
LARSON FINANCIAL GROUP LLC3+ years Service code 33 · EIN 20-4773945 | Securities brokerage; Securities brok... | $24,200 |
DANA INVESTMENT ADVISORS3+ years Filed as: DANA INVESTMENT ADVISORS, INC. Service code 33 · EIN 39-1512278 | Securities brokerage; Securities brok... | $19,336 |
ASPIRIANT LLC2 years Filed as: ASPIRIANT, LLC Service code 33 · EIN 26-1518255 | Securities brokerage commissions and ... | $17,790 |
SVA PLUMB FINANCIAL3+ years Filed as: SVA PLUMB WEALTH MANAGEMENT LLC Service code 33 · EIN 27-4605583 | Securities brokerage; Securities brok... | $17,386 |
LANDAAS & COMPANY3+ years Service code 33 · EIN 39-1628643 | Securities brokerage commissions and ... | $14,845 |
EVERGREEN INVESTMENT ADVISORS3+ years Service code 33 · EIN 39-1524324 | Securities brokerage commissions and ... | $13,644 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $13,353 |
PARK PLACE CAPITAL MANAGEMENT3+ years Service code 33 · EIN 39-1520292 | Securities brokerage commissions and ... | $9,802 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $210,325 | $98,180+114.2% | $63,018+233.8% | $177,276+18.6% |
| Participation rate | 96.3% | 75.3%+21.0pp | 74.8%+21.5pp | 74.8%+21.4pp |
| Annual return | 15.52% | 16.81%-1.3pp | 87.63%-72.1pp | 21.25%-5.7pp |
| Employer contribution / active EE | $6,075 | $3,885+56.4% | $2,761+120.1% | $2,479+145.1% |
| Participant deferral / active EE | $8,516 | $3,805+123.8% | $3,330+155.8% | $3,881+119.5% |
| Admin fee / account holder | $68 | $31+117.4% | $3,601-98.1% | $154-56.0% |