Filed July 14, 2016 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Distrib... | $432,751 |
LARSON FINANCIAL GROUP LLC1+ years Service code 27 · EIN 20-4773945 | Advisory (Plan) | $18,779 |
DANA INVESTMENT ADVISORS1+ years Filed as: DANA INVESTMENT ADVISORS, INC. Service code 27 · EIN 39-1512278 | Advisory (Plan) | $17,090 |
BRONFMAN E.L. ROTHSCHILD1+ years Filed as: BRONFMAN E ROTHSCHILD, LP Service code 33 · EIN 39-1908691 | Securities brokerage; Securities brok... | $14,903 |
SVA PLUMB FINANCIAL1+ years Filed as: SVA PLUMB WEALTH MANAGEMENT LLC Service code 27 · EIN 27-4605583 | Advisory (Plan) | $14,624 |
EVERGREEN INVESTMENT ADVISORS1+ years Service code 27 · EIN 39-1524324 | Advisory (Plan) | $12,391 |
LANDAAS & COMPANY1+ years Service code 27 · EIN 39-1628643 | Advisory (Plan) | $12,033 |
GOLDMAN SACHS1+ years Filed as: BLACKHAWK CAPITAL PARTNERS, LLC Service code 33 · EIN 45-2341486 | Securities brokerage commissions and ... | $9,572 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Other fees; Securities brokerage comm... | $8,097 |
VOIT & COMPANY, LLC1+ years Filed as: VOIT & COMPANY LLC Service code 27 · EIN 39-2000609 | Advisory (Plan) | $6,038 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $186,710 | $78,181+138.8% | $57,357+225.5% | $67,505+176.6% |
| Participation rate | 95.9% | 76.6%+19.3pp | 75.1%+20.8pp | 71.2%+24.7pp |
| Annual return | 0.81% | 2.76%-1.9pp | 24.41%-23.6pp | 6.52%-5.7pp |
| Employer contribution / active EE | $6,281 | $3,924+60.1% | $2,689+133.6% | $2,173+189.1% |
| Participant deferral / active EE | $8,367 | $3,501+139.0% | $3,162+164.6% | $3,597+132.6% |
| Admin fee / account holder | $60 | $27+125.2% | $3,357-98.2% | $56+6.3% |