DANA INVESTMENT ADVISORS
20 known aliases resolved via the canonical alias map
Market position · 2024
Plans served26+14 YoYRank #615 of mapped providers
Assets under administration$11.0B0.0%Market share · rank #1209
Fees received$3MMedian $47,359/planSum across Schedule C direct + indirect
Net wins YoY+1315 won · 2 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical DANA INVESTMENT ADVISORS plan look like?
Service mix · median fees per plan
Count of plans where DANA INVESTMENT ADVISORS ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Soft dollars commissions; Investment management fees paid directly by plan; Investment managementCode 28 | 14 | $131,834 | |
Investment advisory (plan); Other feesCode 27 | 7 | $11,049 | |
Accounting (including auditing)Code 10 | 1 | $271,826 | |
Investment management fees paid directly by plan; Soft dollars commissions; Trustee (bank, trust company, or similar financial institution)Code 21 | 1 | $53,932 | |
Investment advisory (participants); Direct payment from the planCode 26 | 1 | $8,160 | |
Employee (plan)Code 30 | 1 | $42,486 | |
Direct payment from the plan; Soft dollars commissions; Investment management fees paid directly by planCode 50 | 1 | $37,983 |
Competitor overlap
Percent of DANA INVESTMENT ADVISORS's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under DANA INVESTMENT ADVISORS.
| Sponsor | From | Assets |
|---|---|---|
BOARD OF TRUSTEES OF THE SOUTHERN DISTRICT UBC DEFINED CONTRIBUTION FTN · 710851216-001 | SOUTHERN BENEFIT ADMINISTRATORS | $1.2B |
INTERNATIONAL UNION OF OPERTING ENG. PEN FUND OF E.PENNSYLVANIA AND DEPA · 236405239-001 | SMITH GRAHAM | $1.1B |
BOARD OF TRUSTEES-NEW ENGLAND HEALTH CARE EMPLOYEES PENSION FUNDCT · 223071963-001 | SMITH GRAHAM | $1.0B |
AFL-CIO STAFF RETIREMENT PLAN CONGRESS OF INDUSTRIAL ORGANIZATIONSDC · 530228172-001 | SMITH GRAHAM | $713M |
BOARD OF TRUSTEES OF LOCAL 272 LABOR MANAGEMENT PENSION FUNDNY · 135673836-001 | SMITH GRAHAM | $499M |
PENSION FUND FOR HOSPITAL AND HEALTH CARE EMPLOYEESPA · 232627428-001 | THE SEGAL COMPANY | $353M |
NECA LOCAL 145 IBEW PENSION FUNDIL · 366492101-001 | THOMAS HAMMAR, CPA | $254M |
IBEW LOCAL UNION NO. 99RI · 056049537-002 | MASSACHUSETTS MUTUAL LIFE INS. CO. | $179M |
JOINT PENSION COMM OF THE EES SEC FUND OF THE ELEC PROD INDNY · 136100907-001 | AMERICAN REALTY ADVISORS | $155M |
BOARD OF TRUSTEES OF CAROLINA ELECTRICAL WORKERS RETIREMENT FUNDFL · 561351864-001 | INTERCONTINENTAL REAL ESTATE CORP | $154M |
Plans lost in 2024
Appeared last year under DANA INVESTMENT ADVISORS; not this year.
| Sponsor | To | Assets |
|---|---|---|
BOARD OF TRUSTEES OF LIUNA STAFF AND AFFILIATES PENSION FUNDDC · 520743575-001 | GLOBEFLEX INTERNATIONAL | $1.8B |
HYDRITE CHEMICAL COMPANYWI · 390364390-005 | (new plan) | $512 |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
TRUSTEES OF PIPE FITTERS RETIREMENT FUND LOCAL 597IL · 626105084-001 | $3.0B | 14,689 | $42,486 | 3y | - |
BOARD OF TRUSTEES OF THE SOUTHERN DISTRICT UBC DEFINED CONTRIBUTION FTN · 710851216-001 | $1.2B | 51,643 | $8,550 | 1y | - |
EXECUTIVE COMMITTEE OF THE U.F.C.W INTL UNIONDC · 812741678-001 | $1.2B | 7,935 | $126,464 | 1y | - |
INTERNATIONAL UNION OF OPERTING ENG. PEN FUND OF E.PENNSYLVANIA AND DEPA · 236405239-001 | $1.1B | 7,393 | $222,385 | 1y | - |
BOARD OF TRUSTEES-NEW ENGLAND HEALTH CARE EMPLOYEES PENSION FUNDCT · 223071963-001 | $1.0B | 21,117 | $328,604 | 1y | - |
AFL-CIO STAFF RETIREMENT PLAN CONGRESS OF INDUSTRIAL ORGANIZATIONSDC · 530228172-001 | $776M | 4,555 | $333,861 | 2y | - |
BOARD OF TRUSTEES OF LOCAL 272 LABOR MANAGEMENT PENSION FUNDNY · 135673836-001 | $499M | 12,698 | $438,610 | 1y | - |
PLUMBERS & PIPEFITTERS L25IL · 366129958-001 | $470M | 2,079 | $246,017 | 1y | - |
BOARD OF TRUSTEES, UTAH PIPE TRADES PENSIONCA · 516077569-001 | $263M | 2,499 | $247,836 | 10y | - |
NECA LOCAL 145 IBEW PENSION FUNDIL · 366492101-001 | $254M | 1,594 | $53,932 | 1y | - |
Flag exposure
92.3%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (20)
Raw Schedule C names collapsed into DANA INVESTMENT ADVISORS.
- DANA DETHOMASIS
- DANA FLOOR
- DANA FOOR
- DANA GARRETT
- DANA GOLDEN
- DANA GONZALEZ
- DANA HOADLEY
- DANA INVESTMENT ADV INC
- DANA INVESTMENT ADVISORS
- DANA INVESTMENT ADVISORS INC
- DANA INVESTMENT ADVISORS, INC
- DANA INVESTMENT ADVISORS, INC.
- DANA INVESTMENT ADVISORS. INC.
- DANA INVESTMENT SERVICES
- DANA INVESTMENTS
- DANA INVESTMENTS ADVISORS
- DANA LEMON
- DANA MEIXNER
- DANA OUSEY
- DANA P ADDISON BOYER
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for DANA INVESTMENT ADVISORS's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 2 | 7.69% | 7.76% | -0.07 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 2 | 7.69% | 1.71% | +5.98 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 0 | 0.00% | 1.76% | -1.76 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with DANA INVESTMENT ADVISORS. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent