WEALTH ENHANCEMENT ADVISORY SE
12 known aliases resolved via the canonical alias map
Market position · 2024
Plans served32+8 YoYRank #502 of mapped providers
Assets under administration$73.0B0.1%Market share · rank #199
Fees received$688,880Median $15,996/planSum across Schedule C direct + indirect
Net wins YoY+814 won · 6 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical WEALTH ENHANCEMENT ADVISORY SE plan look like?
Service mix · median fees per plan
Count of plans where WEALTH ENHANCEMENT ADVISORY SE ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management fees paid directly by plan; Investment advisory (participants)Code 26 | 21 | $18,497 | |
Investment management fees paid directly by plan; Investment advisory (plan)Code 27 | 6 | $15,591 | |
Securities brokerage; Securities brokerage commissions and feesCode 33 | 2 | $18,829 | |
Consulting (general)Code 16 | 1 | $14,300 | |
Investment managementCode 28 | 1 | $106,355 | |
Other feesCode 99 | 1 | $5,336 |
Competitor overlap
Percent of WEALTH ENHANCEMENT ADVISORY SE's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under WEALTH ENHANCEMENT ADVISORY SE.
| Sponsor | From | Assets |
|---|---|---|
UNITED AIRLINES, INC.IL · 742099724-202 | BRINKER CAPITAL | $16.8B |
THE PERMANENTE MEDICAL GROUP, INC.CA · 942728480-013 | EWG ELEVATE INC | $9.9B |
THE CHARLES SCHWAB CORPORATIONTX · 943025021-002 | MERCER | $8.9B |
HUMANA INC.KY · 610647538-002 | MOLL WEALTH MANAGEMENT | $7.7B |
JETBLUE AIRWAYS CORPORATIONNY · 870617894-001 | SVB STRATEGIC INVESTORS FUND VIII | $5.4B |
U.S. ANESTHESIA PARTNERS, INCTX · 460872971-001 | THE VANGUARD GROUP, INC. | $2.8B |
ALLIANZ ASSET MANAGEMENT OF AMERICA LLCCA · 990994535-001 | CHARLES SCHWAB & CO., INC. | $2.2B |
RADIOLOGY PARTNERS INCTX · 461413340-001 | LOCKTON INVESTMENT ADVISORS, LLC | $412M |
DAY PITNEY LLPNJ · 060317480-001 | CHARLES SCHWAB & CO., INC. | $376M |
MENDES & MOUNT, LLPNY · 135535371-001 | FIDELITY INVESTMENTS INSTITUTIONAL | $80M |
Plans lost in 2024
Appeared last year under WEALTH ENHANCEMENT ADVISORY SE; not this year.
| Sponsor | To | Assets |
|---|---|---|
SOUTHWEST AIRLINES COMPANYTX · 741563240-003 | TEXAS BANK AND TRUST | $9.1B |
DAVIS WRIGHT TREMAINE LLPWA · 910839480-001 | JP MORGAN PRIVATE WEALTH ADVIS | $672M |
MICHAEL BEST AND FRIEDRICH, LLPWI · 390934985-001 | F/M INVESTMENTS LLC | $282M |
FIRST EAGLE INVESTMENT MANAGEMENT, LLCNY · 571156902-002 | CHARLES SCHWAB & CO., INC. | $177M |
THE COUNCIL OF SOUTHEAST PENNSYLVANIA, INC.PA · 231972816-001 | (new plan) | $3M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
UNITED AIRLINES, INC.IL · 742099724-202 | $16.8B | 20,168 | $59,488 | 1y | 1 |
ADVOCATE AURORA HEALTH, INCWI · 824184596-004 | $10.5B | 103,145 | $16,285 | 2y | 1 |
THE PERMANENTE MEDICAL GROUP, INC.CA · 942728480-013 | $9.9B | 30,066 | $6,745 | 1y | 1 |
THE CHARLES SCHWAB CORPORATIONTX · 943025021-002 | $8.9B | 43,502 | $18,497 | 5y | 1 |
HUMANA INC.KY · 610647538-002 | $7.7B | 61,001 | $12,179 | 1y | 1 |
JETBLUE AIRWAYS CORPORATIONNY · 870617894-001 | $5.4B | 27,448 | $5,664 | 1y | 1 |
U.S. ANESTHESIA PARTNERS, INCTX · 460872971-001 | $2.8B | 7,541 | $5,336 | 1y | 1 |
THE MEDICAL COLLEGE OF WISCONSIN, INC.WI · 390806261-001 | $2.6B | 9,960 | $31,053 | 4y | 1 |
ALLIANZ ASSET MANAGEMENT OF AMERICA LLCCA · 990994535-001 | $2.2B | 4,932 | $6,862 | 1y | 2 |
VILLAGE PRACTICE MANAGEMENT COMPANY, LLCNY · 462975838-002 | $1.4B | 21,931 | $14,300 | 1y | 1 |
Flag exposure
100.0%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (12)
Raw Schedule C names collapsed into WEALTH ENHANCEMENT ADVISORY SE.
- WEALTH ENHANCEMENT
- WEALTH ENHANCEMENT ADV SERVICES
- WEALTH ENHANCEMENT ADV SERVICES LLC
- WEALTH ENHANCEMENT ADV SRVCS
- WEALTH ENHANCEMENT ADVISOR
- WEALTH ENHANCEMENT ADVISORY
- WEALTH ENHANCEMENT ADVISORY LLC
- WEALTH ENHANCEMENT ADVISORY SE
- WEALTH ENHANCEMENT ADVISORY SER
- WEALTH ENHANCEMENT ADVISORY SERV
- WEALTH ENHANCEMNET ADVISORY SE
- WEALTHENHANCEMENTADVISORYSERVLLC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for WEALTH ENHANCEMENT ADVISORY SE's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 6 | 18.75% | 1.71% | +17.04 pp |
| Failed to provide benefit | 1 | 3.13% | 0.14% | +2.99 pp |
| Corrective distributions | 21 | 65.63% | 1.76% | +63.87 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with WEALTH ENHANCEMENT ADVISORY SE. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent