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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.8+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $225,917 |
FIDUCIENT ADVISORS LLC2 years Service code 28 · EIN 36-4001764 | Investment Management | $196,194 |
Service code 26 · EIN 75-0163033 | Advisory (Participants) | $102,269 |
AT INVESTMENT ADVISERS INC6 years Service code 26 · EIN 20-0822261 | Advisory (Participants) | $73,816 |
KINGFISHER CAPITAL LLC1 year Service code 28 · EIN 26-4831865 | Investment Management | $23,245 |
CAPITAL MGMT SERVICES INC3 years Service code 26 · EIN 43-1410129 | Advisory (Participants) | $23,009 |
TOTH FINANCIAL ADVISORY CORP6 years Service code 26 · EIN 54-1382083 | Advisory (Participants) | $22,636 |
BRINKER CAPITAL3 years Filed as: BRINKER CAPITAL INVESTMENTS LL Service code 26 · EIN 32-0070947 | Advisory (Participants) | $21,808 |
Service code 26 · EIN 22-3671237 | Advisory (Participants) | $21,007 |
SEGALL BRYANT & HAMILL7 years Filed as: SEGALL BRYANT & HAMILL LLC Service code 26 · EIN 41-1788385 | Advisory (Participants) | $18,171 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $397,778 | $107,415+270.3% | $135,998+192.5% | $80,187+396.1% |
| Participation rate | 96.4% | 78.0%+18.4pp | 81.9%+14.5pp | 72.9%+23.5pp |
| Annual return | -7.21% | 91.99%-99.2pp | 68.37%-75.6pp | 40.40%-47.6pp |
| Employer contribution / active EE | $12,172 | $3,878+213.9% | $4,860+150.5% | $2,980+308.5% |
| Participant deferral / active EE | $14,653 | $8,189+78.9% | $7,761+88.8% | $5,016+192.1% |
| Admin fee / account holder | $256 | $127+101.4% | $10,769-97.6% | $145+76.4% |