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| Provider | Service type | Compensation |
|---|---|---|
Filed as: DIMEO SCHNEIDER & ASSOCIATES L Service code 28 · EIN 36-4001764 | Investment Management | $141,185 |
AT INVESTMENT ADVISERS INC2 years Service code 26 · EIN 20-0822261 | Advisory (Participants) | $55,452 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $35,791 |
U.S. CAPITAL ADVISORS LLC4+ years Service code 28 · EIN 27-1135667 | Investment Management | $15,768 |
OPPENHEIMER4+ years Filed as: OPPENHEIMER ASSET MANAGEMENT Service code 28 · EIN 74-2154744 | Investment Management | $14,190 |
TOTH FINANCIAL ADVISORY CORP2 years Service code 26 · EIN 54-1382083 | Advisory (Participants) | $14,076 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Other investmen... | $12,489 |
CLS INVESTMENTS4+ years Filed as: CLS INVESTMENTS LLC Service code 26 · EIN 32-0070947 | Advisory (Participants) | $12,371 |
DOWLING & YAHNKE LLC4+ years Service code 26 · EIN 26-0266092 | Advisory (Participants) | $11,822 |
Service code 26 · EIN 39-1944977 | Advisory (Participants) | $10,850 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $318,328 | $101,523+213.6% | $141,200+125.4% | $77,775+309.3% |
| Participation rate | 97.1% | 77.4%+19.7pp | 82.5%+14.6pp | 73.2%+23.9pp |
| Annual return | -2.85% | 56.22%-59.1pp | 71.41%-74.3pp | 32.58%-35.4pp |
| Employer contribution / active EE | $9,768 | $3,341+192.4% | $4,736+106.2% | $2,504+290.1% |
| Participant deferral / active EE | $10,914 | $6,434+69.6% | $6,710+62.6% | $3,966+175.2% |
| Admin fee / account holder | $117 | $92+28.0% | $10,265-98.9% | $100+17.1% |