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| Provider | Service type | Compensation |
|---|---|---|
DIMEO SCHNEIDER & ASSOCIATES LLC3+ years Service code 28 · EIN 36-4001764 | Investment Management | $135,864 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $40,599 |
Service code 26 · EIN 20-0822261 | Advisory (Participants) | $19,370 |
U.S. CAPITAL ADVISORS LLC3+ years Service code 28 · EIN 27-1135667 | Investment Management | $18,473 |
RIDGEWORTH2 years Filed as: GENEVA ADVISORS LLC Service code 26 · EIN 04-3689735 | Advisory (Participants) | $17,222 |
OPPENHEIMER3+ years Filed as: OPPENHEIMER ASSET MANAGEMENT Service code 28 · EIN 74-2154744 | Investment Management | $14,010 |
Service code 26 · EIN 54-1382083 | Advisory (Participants) | $12,916 |
CHARLES SCHWAB & CO., INC.3+ years Service code 33 · EIN 94-1737782 | Float revenue; Securities brokerage c... | $12,825 |
DOWLING & YAHNKE LLC3+ years Service code 26 · EIN 26-0266092 | Advisory (Participants) | $11,972 |
CLS INVESTMENTS3+ years Filed as: CLS INVESTMENTS LLC Service code 26 · EIN 32-0070947 | Advisory (Participants) | $11,772 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $339,823 | $88,874+282.4% | $123,553+175.0% | $75,289+351.4% |
| Participation rate | 96.9% | 75.9%+21.1pp | 82.3%+14.6pp | 72.4%+24.5pp |
| Annual return | 19.00% | 4.22%+14.8pp | 119.21%-100.2pp | -0.04%+19.0pp |
| Employer contribution / active EE | $9,885 | $3,256+203.6% | $4,628+113.6% | $2,405+311.0% |
| Participant deferral / active EE | $10,839 | $6,174+75.6% | $6,426+68.7% | $3,739+189.9% |
| Admin fee / account holder | $103 | $95+9.5% | $9,284-98.9% | $102+1.2% |