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| Provider | Service type | Compensation |
|---|---|---|
DIMEO SCHNEIDER & ASSOCIATES LLC1+ years Service code 28 · EIN 36-4001764 | Investment Management | $196,008 |
Filed as: GENEVA INVESTMENT MGMT LLC DBA Service code 26 · EIN 04-3689735 | Advisory (Participants) | $48,110 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $41,423 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Direct payment ... | $15,563 |
DOWLING & YAHNKE LLC1+ years Service code 26 · EIN 26-0266092 | Advisory (Participants) | $11,824 |
OPPENHEIMER1+ years Filed as: OPPENHEIMER ASSET MANAGEMENT Service code 28 · EIN 74-2154744 | Investment Management | $11,408 |
CLS INVESTMENTS1+ years Filed as: CLS INVESTMENTS LLC Service code 26 · EIN 32-0070947 | Advisory (Participants) | $9,788 |
DESTINATION WEALTH MANAGEMENT1+ years Service code 26 · EIN 57-2393268 | Advisory (Participants) | $8,901 |
SIGNATURE ESTATE & INVESTMENT1+ years Service code 26 · EIN 95-4806910 | Advisory (Participants) | $8,219 |
RNC GENTER CAPITAL MANAGEMENT1+ years Service code 26 · EIN 95-4670255 | Advisory (Participants) | $8,018 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $257,765 | $85,635+201.0% | $123,894+108.1% | $63,975+302.9% |
| Participation rate | 95.5% | 74.9%+20.6pp | 81.4%+14.1pp | 71.1%+24.4pp |
| Annual return | -5.22% | 15.74%-21.0pp | 47.52%-52.7pp | 48.65%-53.9pp |
| Employer contribution / active EE | $9,390 | $3,076+205.2% | $4,617+103.4% | $2,182+330.4% |
| Participant deferral / active EE | $10,111 | $5,667+78.4% | $5,984+69.0% | $3,356+201.2% |
| Admin fee / account holder | $120 | $75+60.9% | $8,357-98.6% | $70+71.1% |