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| Provider | Service type | Compensation |
|---|---|---|
DIMEO SCHNEIDER & ASSOCIATES LLC2+ years Service code 28 · EIN 36-4001764 | Investment Management | $135,324 |
CHARLES SCHWAB & CO., INC.2+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $42,881 |
RIDGEWORTH1 year Filed as: GENEVA ADVISORS LLC Service code 26 · EIN 04-3689735 | Advisory (Participants) | $38,422 |
CHARLES SCHWAB & CO., INC.2+ years Service code 33 · EIN 94-1737782 | Shareholder servicing fees; Direct pa... | $15,530 |
DOWLING & YAHNKE LLC2+ years Service code 26 · EIN 26-0266092 | Advisory (Participants) | $13,267 |
OPPENHEIMER2+ years Filed as: OPPENHEIMER ASSET MANAGEMENT Service code 28 · EIN 74-2154744 | Investment Management | $12,097 |
CLS INVESTMENTS2+ years Filed as: CLS INVESTMENTS LLC Service code 26 · EIN 32-0070947 | Advisory (Participants) | $10,202 |
DESTINATION WEALTH MANAGEMENT2+ years Service code 26 · EIN 57-2393268 | Advisory (Participants) | $9,938 |
U.S. CAPITAL ADVISORS LLC2+ years Service code 28 · EIN 27-1135667 | Investment Management | $9,867 |
SIGNATURE ESTATE & INVESTMENT2+ years Service code 26 · EIN 95-4806910 | Advisory (Participants) | $8,661 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $292,519 | $96,458+203.3% | $136,298+114.6% | $77,958+275.2% |
| Participation rate | 94.7% | 75.4%+19.3pp | 81.9%+12.8pp | 71.6%+23.1pp |
| Annual return | 14.95% | 23.78%-8.8pp | 5156.27%-5141.3pp | 20.87%-5.9pp |
| Employer contribution / active EE | $9,634 | $3,144+206.4% | $4,696+105.2% | $2,310+317.0% |
| Participant deferral / active EE | $10,297 | $5,902+74.5% | $6,247+64.8% | $3,537+191.2% |
| Admin fee / account holder | $101 | $80+25.6% | $9,244-98.9% | $97+3.8% |