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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.6+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $203,851 |
DIMEO SCHNEIDER & ASSOCIATES LLC6+ years Service code 28 · EIN 36-4001764 | Investment Management | $119,519 |
Service code 26 · EIN 75-0163033 | Advisory (Participants) | $89,293 |
AT INVESTMENT ADVISERS INC4 years Service code 26 · EIN 20-0822261 | Advisory (Participants) | $61,005 |
Filed as: BUCKINGHAM STRATEGIC WEALTH LL Service code 26 · EIN 20-8306720 | Advisory (Participants) | $19,921 |
Service code 26 · EIN 22-3671237 | Advisory (Participants) | $18,590 |
BRINKER CAPITAL1 year Filed as: BRINKER CAPITAL INVESTMENTS LL Service code 26 · EIN 32-0070947 | Advisory (Participants) | $17,639 |
TOTH FINANCIAL ADVISORY CORP4 years Service code 26 · EIN 54-1382083 | Advisory (Participants) | $17,100 |
SULLIVAN BRUYETTE3 years Service code 26 · EIN 54-1571022 | Advisory (Participants) | $13,967 |
OPPENHEIMER6+ years Filed as: OPPENHEIMER ASSET MANAGEMENT Service code 28 · EIN 74-2154744 | Investment Management | $12,781 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $422,233 | $120,450+250.5% | $159,495+164.7% | $93,010+354.0% |
| Participation rate | 95.5% | 78.0%+17.5pp | 82.8%+12.6pp | 73.9%+21.6pp |
| Annual return | 14.71% | 27.11%-12.4pp | 263.72%-249.0pp | 158.70%-144.0pp |
| Employer contribution / active EE | $10,694 | $3,526+203.3% | $4,831+121.4% | $2,705+295.3% |
| Participant deferral / active EE | $12,052 | $7,283+65.5% | $7,354+63.9% | $4,561+164.2% |
| Admin fee / account holder | $205 | $137+50.2% | $10,804-98.1% | $152+35.4% |