Filed September 6, 2017 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY10+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $124,292 |
STIFEL NICOLAUS & CO INC5 years Filed as: STIFEL, NICOLAUS, AND COMPANY Service code 27 · EIN 43-0538770 | Advisory (Plan) | $64,414 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,947 | $96,782-11.2% | $140,514-38.8% | $69,255+24.1% |
| Participation rate | 68.4% | 81.0%-12.5pp | 77.8%-9.4pp | 69.0%-0.6pp |
| Annual return | 10.56% | 11.56%-1.0pp | 14.36%-3.8pp | 26.73%-16.2pp |
| Employer contribution / active EE | $1,885 | $3,063-38.5% | $3,378-44.2% | $2,645-28.7% |
| Participant deferral / active EE | $3,915 | $4,233-7.5% | $4,919-20.4% | $2,890+35.5% |
| Admin fee / account holder | $393 | $275+43.0% | $13,697-97.1% | $733-46.4% |