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| Provider | Service type | Compensation |
|---|---|---|
TRANSAMERICA RETIREMENT SOLUTIONS10+ years Service code 12 · EIN 13-3689044 | Claims processing; Investment managem... | $288,271 |
Filed as: CAPITAL CONSULTING & ASSET MAN Service code 33 · EIN 47-0800100 | Securities brokerage; Securities brok... | $39,965 |
CHARLES SCHWAB & CO., INC.9 years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $1,113 |
NATIONAL FINANCIAL SERVICES10+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $82,750 | $55,694+48.6% | $81,882+1.1% | $200,096-58.6% |
| Participation rate | 100.0% | 62.7%+37.3pp | 72.4%+27.6pp | 72.0%+28.0pp |
| Annual return | 14.24% | 19.59%-5.4pp | 779.47%-765.2pp | 34.26%-20.0pp |
| Employer contribution / active EE | $0 | $2,114-100.0% | $2,916-100.0% | $3,038-100.0% |
| Participant deferral / active EE | $8,441 | $3,299+155.9% | $4,323+95.2% | $5,090+65.8% |
| Admin fee / account holder | $40 | $348-88.6% | $7,360-99.5% | $269-85.2% |