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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $392,336 |
Service code 16 · EIN 47-0800100 | Consulting | $10,985 |
MARINER LLC2 years Filed as: MARINER, LLC Service code 16 · EIN 20-4553256 | Consulting | $5,758 |
CHARLES SCHWAB & CO., INC.6 years Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $1,708 |
NATIONAL FINANCIAL SERVICES7+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $72,788 | $52,626+38.3% | $98,508-26.1% | $93,010-21.7% |
| Participation rate | 97.5% | 65.3%+32.2pp | 73.3%+24.2pp | 73.9%+23.6pp |
| Annual return | 20.28% | 16.95%+3.3pp | 1495.22%-1474.9pp | 158.70%-138.4pp |
| Employer contribution / active EE | $0 | $1,894-100.0% | $2,961-100.0% | $2,705-100.0% |
| Participant deferral / active EE | $7,137 | $2,907+145.5% | $4,276+66.9% | $4,561+56.5% |
| Admin fee / account holder | $39 | $102-61.5% | $5,956-99.3% | $152-74.1% |