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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Claims processing; Finders' fees / pl... | $29,563 |
Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $2,118 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,717 | $34,495+26.7% | $78,677-44.4% | $63,975-31.7% |
| Participation rate | 100.0% | 60.8%+39.2pp | 73.6%+26.4pp | 71.1%+28.9pp |
| Annual return | 8.56% | 11.62%-3.1pp | 62.19%-53.6pp | 48.65%-40.1pp |
| Employer contribution / active EE | $0 | $1,398-100.0% | $2,850-100.0% | $2,182-100.0% |
| Participant deferral / active EE | $6,194 | $2,100+194.9% | $3,517+76.1% | $3,356+84.5% |
| Admin fee / account holder | $6 | $68-91.4% | $4,510-99.9% | $70-91.7% |