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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Sales... | $33,517 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $1,376 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
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Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,426 | $34,220+24.0% | $73,837-42.5% | $59,188-28.3% |
| Participation rate | 92.6% | 59.1%+33.5pp | 73.4%+19.2pp | 69.4%+23.2pp |
| Annual return | 51.39% | 3.36%+48.0pp | 2268.13%-2216.7pp | 5.51%+45.9pp |
| Employer contribution / active EE | $0 | $1,480-100.0% | $2,788-100.0% | $2,098-100.0% |
| Participant deferral / active EE | $5,117 | $2,035+151.4% | $3,583+42.8% | $3,265+56.7% |
| Admin fee / account holder | $7 | $64-89.6% | $4,882-99.9% | $92-92.8% |