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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Shareholder servicing fees; Claims pr... | $208,482 |
Filed as: THE LEGACY FINANCIAL GROUP INC. Service code 33 · EIN 73-1549279 | Securities brokerage commissions and ... | $5,540 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $1,357 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,504 | $41,256+27.3% | $86,593-39.4% | $77,958-32.7% |
| Participation rate | 99.6% | 63.0%+36.6pp | 73.5%+26.0pp | 71.6%+27.9pp |
| Annual return | 19.84% | 17.67%+2.2pp | 965.08%-945.2pp | 20.87%-1.0pp |
| Employer contribution / active EE | $0 | $1,613-100.0% | $2,840-100.0% | $2,310-100.0% |
| Participant deferral / active EE | $6,095 | $2,332+161.3% | $3,609+68.9% | $3,537+72.3% |
| Admin fee / account holder | $41 | $71-41.5% | $4,904-99.2% | $97-57.5% |