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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC9 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $130,426 |
ADP BROKER-DEALER5 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $55,686 |
ADP BROKER-DEALER10+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
24 funds of $250K or more; 17 lines in all, holding $48.2M of the plan's $48.5M. From the 2024 filing. Recordkeeper: UBS Financial Services.
Target-date series: T. Rowe Price Retirement, mutual fund, 31% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| T. Rowe Price Retirement T. Rowe Price · Mutual fund Target-date, 9 vintages | $14.8M | 30.8% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $6.9M | 14.3% |
| Fidelity Advisor Equity Growth Fund Fidelity (FMR) · Mutual fund | $4.3M | 8.9% |
| The Hartford International Opportunities Fund Hartford Funds · Mutual fund | $3.0M | 6.2% |
| T. Rowe Price Mid-Cap Value Fund, Inc. T. Rowe Price · Mutual fund | $2.9M | 6.1% |
| American Century Core Value Fund American Century · Mutual fund | $2.8M | 5.8% |
| Victory Integrity Small-Cap Value Fund Victory Capital · Mutual fund | $2.2M | 4.5% |
| PIMCO Investment Grade Corporate Fund PIMCO (Allianz) · Mutual fund | $2.1M | 4.4% |
| Invesco Stable Asset Adp30 Invesco · Stable value Stable value | $2.1M | 4.3% |
| Principal Mid Cap Fund Principal · Mutual fund | $1.7M | 3.6% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.