Filed February 21, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $141,387 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 20-8764829 41 SOUTH HIGH STREET, SUITE 2700 · COLUMBUS, OH 43215 | Recordkeeping | $66,257 |
Filed as: MERRILL LYNCH, PIERCE, FENNER SMITH Service code 26 · EIN 13-5674085 10100 INNOVATION DR., STE 300 · DAYTON, OH 45342 | Advisory (Participants) | $62,401 |
RIVERPOINT CAPITAL MANAGEMENT3+ years Service code 26 · EIN 80-0861455 | Advisory (Participants) | $20,775 |
WOODLEY FARRA MANION PORTFOLIO3+ years Service code 26 · EIN 35-1964649 | Advisory (Participants) | $15,944 |
DLAK WEALTH ADVISORS2 years Service code 26 7755 PARAGON ROAD SUITE 107 · DAYTON, OH 45459 | Advisory (Participants) | $15,897 |
WELLS FARGO BANK, N.A.1 year Filed as: WELLS FARGO ADVISORS Service code 26 · EIN 48-1305000 ONE NORTH JEFFERSON AVE · ST LOUIS, MO 63103 | Advisory (Participants) | $12,111 |
RIDGEWORTH2 years Filed as: GENEVA ADVISORS LLC Service code 26 · EIN 04-3689735 | Advisory (Participants) | $11,024 |
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS FINANCIAL SERVICES, INC Service code 26 · EIN 13-2638166 1285 AVENUE OF THE AMERICAS · NEW YORK, NY 10019 | Advisory (Participants) | $10,280 |
SEGALL BRYANT & HAMILL2 years Filed as: SEGALL BRYANT & HAMILL LLC Service code 26 · EIN 41-1788385 | Advisory (Participants) | $7,680 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $326,307 | $155,795+109.4% | $136,298+139.4% | $69,634+368.6% |
| Participation rate | 95.3% | 75.2%+20.0pp | 81.9%+13.3pp | 70.7%+24.6pp |
| Annual return | 19.98% | 232464.33%-232444.4pp | 5156.27%-5136.3pp | 27572.26%-27552.3pp |
| Employer contribution / active EE | $11,327 | $2,991+278.7% | $4,696+141.2% | $2,032+457.4% |
| Participant deferral / active EE | $9,163 | $5,394+69.9% | $6,247+46.7% | $3,224+184.2% |
| Admin fee / account holder | $407 | $128+217.2% | $9,244-95.6% | $110+268.4% |