Filed February 21, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $139,154 |
Filed as: MERRILL LYNCH, PIERCE, FENNER SMITH Service code 51 · EIN 13-5674085 4 WORLD FINANCIAL CENTER · NEW YORK, NY 10281 | Investment Mgmt Fees | $52,695 |
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY SMITH BARNEY, LLC Service code 15 41 SOUTH HIGH STREET, SUITE 2700 · COLUMBUS, OH 43215 | Recordkeeping | $40,773 |
Filed as: RIVERPOINT CAPITAL MGMT Service code 26 · EIN 80-0861455 | Advisory (Participants) | $19,299 |
DLAK WEALTH ADVISORS1 year Service code 26 7755 PARAGON ROAD SUITE 107 · DAYTON, OH 45459 | Advisory (Participants) | $14,367 |
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES, INC Service code 26 · EIN 13-2638166 1285 AVENUE OF THE AMERICAS · NEW YORK, NY 10019 | Advisory (Participants) | $14,037 |
WOODLEY FARRA MANION PORTFOLIO2+ years Service code 26 · EIN 35-1964649 | Advisory (Participants) | $12,046 |
RIDGEWORTH1 year Filed as: GENEVA ADVISORS LLC Service code 26 · EIN 04-3689735 | Advisory (Participants) | $12,045 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 26-4310632 41 SOUTH HIGH STREET, SUITE 2700 · COLUMBUS, OH 43215 | Recordkeeping | $11,842 |
SEGALL BRYANT & HAMILL1 year Filed as: SEGALL BRYANT & HAMILL LLC Service code 26 · EIN 41-1788385 | Advisory (Participants) | $7,680 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $279,232 | $80,177+248.3% | $123,892+125.4% | $57,658+384.3% |
| Participation rate | 96.3% | 74.4%+21.9pp | 81.4%+14.9pp | 70.2%+26.1pp |
| Annual return | 9.01% | 17.90%-8.9pp | 47.52%-38.5pp | 5.13%+3.9pp |
| Employer contribution / active EE | $10,620 | $2,913+264.6% | $4,617+130.0% | $1,974+438.1% |
| Participant deferral / active EE | $8,587 | $5,130+67.4% | $5,984+43.5% | $3,061+180.6% |
| Admin fee / account holder | $404 | $106+280.0% | $8,357-95.2% | $95+327.3% |