Retirement plan

TAFT STETTINIUS & HOLLISTER LLP THRIFT SAVINGS & RETIREMENT PLAN - PLAN 1

Name: TAFT STETTINIUS & HOLLISTER LLP - TAFT STETTINIUS & HOLLISTER LLP THRIFT SAVINGS & RETIREMENT PLAN - PLAN 1 (2021) Form 5500
Creator: TAFT STETTINIUS & HOLLISTER LLP
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, TAFT STETTINIUS & HOLLISTER LLP THRIFT SAVINGS & RETIREMENT PLAN - PLAN 1, TAFT STETTINIUS & HOLLISTER LLP

TAFT STETTINIUS & HOLLISTER LLPEIN 31-0541755Plan #004PY 2021

425 WALNUT STREET, SUITE 1800 - CINCINNATI, OH 452023957513-381-2838taftlaw.comLinkedIn1001-5000 employeeslaw practice

Other plans on this EIN

3 filings

#011Retirement-$59.7M assets #012Retirement-$12.0M assets #013Retirement-$7.8M assets

Prospect flagsHigh assets / participant

Top hat statement on fileNQDC

Filed February 21, 2006

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$569.2M

-9.1% from 2016

Total participants

1,164

+0.5% from 2016

Average account balance

$507,286

-5.9% from 2016

Annual return

15.92%

+15.37 pp from 2016

Benchmarks

See 2,991 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants250-999

Cohort2,991 peers

Snapshot2021

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$848.89M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$470K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

1,807

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

96.8%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$45.53M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$31K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+14.40%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$180

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 10 of 19 by compensation

Provider	Service type	Compensation
GREAT-WEST LIFE & ANNUITY INSURANCE7+ years Filed as: GREAT-WEST LIFE & ANNUITY COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111	Recordkeeping Fees	$60,580
MERRILL LYNCH PIERCE FENNER & SMITH3 years Filed as: MERRILL LYNCH PIERCE FENNER SMITH Service code 26 · EIN 13-5674085	Advisory (Participants)	$51,488
MARINER LLC4 years Service code 26 · EIN 20-4553256	Advisory (Participants)	$31,740
AT INVESTMENT ADVISERS INC2 years Service code 26 · EIN 20-0822261	Advisory (Participants)	$31,468
CAPITAL MGMT SERVICES INC1 year Service code 26 · EIN 43-1410129	Advisory (Participants)	$28,639
WOODLEY FARRA MANION PORTFOLIO7+ years Service code 26 · EIN 35-1964649	Advisory (Participants)	$25,914
ARGI INVESTMENT SERVICES LLC1 year Service code 26 · EIN 27-1003080	Advisory (Participants)	$15,671
MORGAN STANLEY SMITH BARNEY6 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 20-8764829	Advisory (Participants)	$11,935
SEGALL BRYANT & HAMILL6 years Filed as: SEGALL BRYANT & HAMILL LLC Service code 26 · EIN 41-1788385	Advisory (Participants)	$10,564
MCF ADVISORS LLC3 years Service code 26 · EIN 20-0566061	Advisory (Participants)	$7,727

Plan features & details

Pension benefit codes2A2E2F2G2J2T3H2R

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

InformationalHigh assets / participant
Assets per participant exceed $250,000 - top-decile high-value plan.

Expense breakdown

Schedule H Part II

Admin total

$311K

$359 / participant

Investment mgmt$250K80.5%
Contract admin$61K19.5%

% of EOY assets

0.055%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

Auditor signed off without reservation - the cleanest possible opinion.

Auditor firm: KATZ, SAPPER & MILLER LLP
Auditor EIN: 351090346
Audit fees: (not subdivided)
Opinion code: Unqualified

Metric

This plan

Peer set

Industry

Size

Avg account balance

$507,286

$104,336+386.2%

$159,495+218.1%

$86,828+484.2%

Participation rate

95.2%

77.7%+17.4pp

82.8%+12.3pp

72.3%+22.9pp

Annual return

15.92%

26.32%-10.4pp

263.72%-247.8pp

97.95%-82.0pp

Employer contribution / active EE

$8,156

$3,451+136.3%

$4,831+68.8%

$2,406+239.0%

Participant deferral / active EE

$13,164

$6,837+92.5%

$7,354+79.0%

$4,132+218.6%

Admin fee / account holder

$277

$172+61.0%

$10,804-97.4%

$170+63.5%

Provider

Service type

Compensation

GREAT-WEST LIFE & ANNUITY INSURANCE7+ years

Filed as: GREAT-WEST LIFE & ANNUITY COMPANY

Service code 64

8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111

Recordkeeping Fees

$60,580

MERRILL LYNCH PIERCE FENNER & SMITH3 years

Filed as: MERRILL LYNCH PIERCE FENNER SMITH

Service code 26 · EIN 13-5674085

Advisory (Participants)

$51,488

MARINER LLC4 years

Service code 26 · EIN 20-4553256

Advisory (Participants)

$31,740

AT INVESTMENT ADVISERS INC2 years

Service code 26 · EIN 20-0822261

Advisory (Participants)

$31,468

CAPITAL MGMT SERVICES INC1 year

Service code 26 · EIN 43-1410129

Advisory (Participants)

$28,639

WOODLEY FARRA MANION PORTFOLIO7+ years

Service code 26 · EIN 35-1964649

Advisory (Participants)

$25,914

ARGI INVESTMENT SERVICES LLC1 year

Service code 26 · EIN 27-1003080

Advisory (Participants)

$15,671

MORGAN STANLEY SMITH BARNEY6 years

Filed as: MORGAN STANLEY SMITH BARNEY LLC

Service code 26 · EIN 20-8764829

Advisory (Participants)

$11,935

SEGALL BRYANT & HAMILL6 years

Filed as: SEGALL BRYANT & HAMILL LLC

Service code 26 · EIN 41-1788385

Advisory (Participants)

$10,564

MCF ADVISORS LLC3 years

Service code 26 · EIN 20-0566061

Advisory (Participants)

$7,727

TAFT STETTINIUS & HOLLISTER LLP THRIFT SAVINGS & RETIREMENT PLAN - PLAN 1

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

TAFT STETTINIUS & HOLLISTER LLP THRIFT SAVINGS & RETIREMENT PLAN - PLAN 1

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion