Filed February 21, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $164,392 |
Filed as: MERRILL LYNCH, PIERCE, FENNER SMITH Service code 26 · EIN 13-5674085 | Advisory (Participants) | $70,707 |
Filed as: MORGAN STANELY SMITH BARNEY Service code 15 · EIN 20-8764829 | Recordkeeping | $32,437 |
Filed as: AT INVESTMENT ADVISORS Service code 26 · EIN 20-0822261 | Advisory (Participants) | $19,699 |
Filed as: WOODLEY FARRA MANION PROTFOLIO Service code 26 · EIN 35-1964649 | Advisory (Participants) | $17,838 |
DLAK WEALTH ADVISORS3 years Service code 26 7755 PARAGON ROAD SUITE 107 · DAYTON, OH 45459 | Advisory (Participants) | $17,825 |
MARINER LLC1 year Filed as: MARINER WEALTH ADVISORS Service code 26 · EIN 80-0861455 | Advisory (Participants) | $15,732 |
WELLS FARGO BANK, N.A.2 years Filed as: WELLS FARGO ADVISORS Service code 26 · EIN 48-1305000 | Advisory (Participants) | $13,247 |
SEGALL BRYANT & HAMILL3 years Filed as: SEGALL BRYANT & HAMILL LLC Service code 26 · EIN 41-1788385 | Advisory (Participants) | $8,463 |
Service code 27 · EIN 20-8764829 | Advisory (Plan) | $6,966 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $337,714 | $75,388+348.0% | $123,553+173.3% | $55,727+506.0% |
| Participation rate | 95.5% | 75.7%+19.8pp | 82.3%+13.2pp | 70.9%+24.6pp |
| Annual return | -8.61% | 4.48%-13.1pp | 119.21%-127.8pp | 244.94%-253.5pp |
| Employer contribution / active EE | $7,263 | $3,063+137.1% | $4,628+56.9% | $2,078+249.5% |
| Participant deferral / active EE | $11,053 | $5,651+95.6% | $6,426+72.0% | $3,356+229.4% |
| Admin fee / account holder | $517 | $120+331.9% | $9,284-94.4% | $115+349.1% |