Filed February 21, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $175,580 |
Service code 51 · EIN 13-5674085 4 WORLD FINANCIAL CENTER · NEW YORK, NY 10281 | Investment Mgmt Fees | $47,429 |
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANELY SMITH BARNEY, LLC Service code 15 · EIN 26-4310632 41 SOUTH HIGH STREET, STE 2700 · COLUMBUS, OH 43215 | Recordkeeping | $24,239 |
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 26 · EIN 13-2638166 1285 AVENUE OF THE AMERICAS · NEW YORK, NY 10019 | Advisory (Participants) | $19,276 |
RIVERPOINT CAPITAL MANAGEMENT1+ years Service code 33 · EIN 80-0861455 | Securities brokerage | $15,225 |
PARK AVENUE SECURITIES LLC1+ years Filed as: PARK AVENUE SECURITIES Service code 26 · EIN 13-4023176 7 HANOVER SQUARE H4A · NEW YORK, NY 10004 | Advisory (Participants) | $14,337 |
HORAN CAPITAL ADVISORS1+ years Filed as: HORAN CAPITAL ADVISORS, LLC Service code 33 · EIN 27-1658127 | Securities brokerage | $8,133 |
CAMBRIDGE INVESTMENT RESEARCH1+ years Filed as: CAMBRIDGE INVESTMENT RESEARCH, INC. Service code 33 · EIN 42-1445429 | Securities brokerage | $5,322 |
CHARLES SCHWAB & CO., INC.1+ years Service code 33 · EIN 94-1737782 | Securities brokerage | $3,155 |
WOODLEY FARRA MANION PORTFOLIO1+ years Service code 33 · EIN 35-1964649 | Securities brokerage | $2,930 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $262,654 | $88,324+197.4% | $115,038+128.3% | $55,191+375.9% |
| Participation rate | 91.8% | 72.5%+19.2pp | 81.4%+10.4pp | 69.2%+22.6pp |
| Annual return | 24.37% | 6.30%+18.1pp | 26.14%-1.8pp | 10.78%+13.6pp |
| Employer contribution / active EE | $8,153 | $2,805+190.7% | $4,608+76.9% | $1,899+329.4% |
| Participant deferral / active EE | $5,629 | $5,042+11.6% | $6,026-6.6% | $3,046+84.8% |
| Admin fee / account holder | $387 | $105+266.9% | $8,175-95.3% | $91+325.9% |