Filed December 28, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $434,324 |
CAPFINANCIAL PARTNERS LLC10+ years Service code 28 · EIN 26-0058143 | Investment Management | $209,970 |
MORNINGSTAR2 years Filed as: MORNINGSTAR INC Service code 28 · EIN 36-3297908 | Investment Management | $127,509 |
FISHER INVESTMENTS7 years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $103,943 |
MERCER1 year Filed as: MERCER INVESTMENT MANAGEMENT Service code 28 · EIN 30-0282430 | Investment Management | $33,000 |
WARREN AVERETT, LLC9 years Filed as: WARREN AVERETT LLC Service code 10 · EIN 45-4084437 | Accounting | $20,500 |
RCW MANAGEMENT LLC1 year Service code 26 · EIN 82-3429278 | Advisory (Participants) | $14,399 |
Filed as: AKR WEALTH MANAGEMENT LLC Service code 26 · EIN 87-2932020 | Advisory (Participants) | $8,954 |
MJP WEALTH ADVISORS3 years Filed as: MJP ASSOCIATES INC Service code 26 · EIN 06-1038339 | Advisory (Participants) | $7,400 |
RETIREMENT CLEARINGHOUSE LLC11+ years Service code 28 · EIN 26-0008851 | Investment Management | $6,836 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $114,853 | $140,769-18.4% | $156,263-26.5% | $140,769-18.4% |
| Participation rate | 92.4% | 74.2%+18.2pp | 78.9%+13.5pp | 74.2%+18.2pp |
| Annual return | 31.61% | 16.82%+14.8pp | 59.47%-27.9pp | 16.82%+14.8pp |
| Employer contribution / active EE | $1,928 | $3,906-50.6% | $4,333-55.5% | $3,906-50.6% |
| Participant deferral / active EE | $6,140 | $6,717-8.6% | $6,158-0.3% | $6,717-8.6% |
| Admin fee / account holder | $72 | $229-68.5% | $14,255-99.5% | $229-68.5% |